appointed representatives regulations
appointed representative services uk
fca appointed representatives
fca register
single tied appointed representative insurance
multi tied appointed representative insurance
introducer appointed representative vs appointed representativefca introducer rules

Release 22 ○ Aug 2022 handbook.fca.org.uk. SUP 12/2. 12.5. Contracts: required terms. Required contract terms for all appointed representatives. A checklist outlining the factors in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook, which an authorised firm should take into account Interaction of SUP 12 and other modules in relation to MiFID business This chapter gives guidance to a firm, which is considering appointing an. Rules and guidance relating to appointed representatives and tied agents are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook. (1A) This chapter applies to a MiFID investment firm which is considering appointing, has decided to appoint or has appointed an FCA registered tied agent. (1B) This chapter gives guidance to a firm, which is considering appointing an appointed representative, on how the provisions of section 39 of the Act (Exemption of SUP 12 : Appointed. Section 12.8 : Termination of a relationship representatives with an appointed representative or FCA registered tied agent. 12. agreements with introducer appointed representatives), which are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook. Rules and guidance for ARs are set out in Chapter 12 of the Supervision manual (SUP) in the FCA Handbook. Section 5.13 of the Perimeter Guidance Manual