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The Laws That Govern the Securities Industry · Securities Act of 1933 · Securities Exchange Act of 1934 · Trust Indenture Act of 1939 · Investment Company Act of This study material has been published to aid the students in preparing for the Capital Market and Securities. Laws paper of the CS Executive Programme. It is Purpose of securities laws – protect investors from abuses by company insiders Sc. 6? xx my guess – PDF link satisfies prospectus delivery requirement.5 Clause (aa) renumbered by the Securities Laws (Amendment) Act, 2004 (w.e.f. 12-10-2004). Page 2. (b) “Government security” means a security created and issued the regulation and supervision of securities markets is important for investor protection, 5 These include not only the (public law) stock exchanges. The 38 Principles need to be practically implemented under the relevant legal framework to achieve the Objectives of regulation described above. The Principles