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1Subject to the exemptions in SYSC 10A.1.4R, this chapter applies to a firm: (1). that is a: (a). MiFID investment firm3; or. (b). full-scope UK AIFM; or. View on Westlaw or start a FREE TRIAL today, SYSC 10 Conflicts of interest, PrimarySources. Westlaw UK; handbook.fca.org.uk. There are four main purposes of SYSC as set out in the Handbook: dual-regulated insurers from 10 December 2018, applies to FCA solo-regulated firms fromSYSC Senior Management Arrangements, Systems and Controls. Expand + Expand +. SYSC 10A Recording telephone conversations and electronic communications. (1) Subject to □ SYSC 10.1.-3R, this section applies to a firm carrying on insurance distribution activities in accordance with the tables in Part 3 of □ SYSC Retain transaction-related telephone recordings for UK MiFID II firms. Home » Resources » Regulations » FCA Handbook SYSC 10A.1.6 UK Financial Services Law, FCA - Financial Conduct Authority, Sourcebooks, 2013 FCA - Financial Conduct Authority, PRA - Prudential Regulation Authority Release 21 ○ Jul 2022 handbook.fca.org.uk. SYSC 10/4 involving a risk of conflict of interest where the exchange of that information may damage the